8D Gate

Cpk · PPM · Sigma level

PPM vs Cpk: how they relate, and where the conversion breaks

A conversion table, two worked examples, and the assumptions you need to state before putting either number in an 8D or a supplier scorecard.

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The relation in one formula

Cpk is the distance from the mean to the nearest limit in units of 3σ. So the nearest limit sits at z = 3 × Cpk standard deviations. If the data is normal, the expected rate beyond that limit is the normal tail above z, times 1,000,000 for ppm. For a two-sided tolerance you add the tail beyond the other limit, which is small unless the process is close to centered.

Conversion table (normal model, no shift)

Cpkz to nearest limitppm, nearest side onlyppm, centered two-sided
0.672.022,75045,500
1.003.01,3502,700
1.334.03263
1.504.53.46.8
1.675.00.290.57
2.006.00.0010.002

Rows use z = 3 × Cpk with the exact fractions (1.33 = 4/3, 1.67 = 5/3). Values rounded.

Example 1: same Cpk, different ppm

Process A is centered with Cp = Cpk = 1.33. Each limit is 4σ away, so the expected rate is about 32 ppm per side, 63 ppm in total. Process B has a much narrower spread, Cp = 2.00, but its mean is shifted so that Cpk = 1.33. The near limit is 4σ away (about 32 ppm) and the far limit is 8σ away (practically zero). Total: about 32 ppm.

Same Cpk, about half the expected ppm, and a very different fix: B needs re-centering, A needs less variation. Always report Cp (or Pp) next to Cpk (or Ppk).

Example 2: from complaint ppm back to Cpk

A customer reports 3 rejected parts in 60,000 delivered: 3 / 60,000 × 1,000,000 = 50 ppm. If you assume every reject is the same characteristic, beyond one limit, from a normal process, the equivalent z is about 3.89 and the equivalent Cpk about 1.30.

Be skeptical about that 1.30. Three parts is a tiny count; the next 60,000 could show 1 or 7 just by chance. The rejects may be three different failure modes. And the customer only counts what their own checks catch. Use the equivalent Cpk to start a conversation, then run a real study on the characteristic in question with the Cpk / Ppk calculator.

Sigma level and the 1.5σ shift

Six Sigma tables quote 3.4 ppm for “6 sigma”. That figure assumes the long-term mean drifts 1.5σ toward a limit, so the real distance is 4.5σ: Cpk 1.5. Without the shift, Cpk 2.0 means about 0.001 ppm per side. If a customer or a scorecard asks for a sigma level, state which convention you used. The calculator converts ppm to sigma level and sigma level back to ppm with the shift applied.

What to write in an 8D

  • State the measured ppm with its counts (rejects and quantity delivered), not just the rate.
  • Say which characteristic the capability index refers to, which σ (within or overall), and the date range.
  • Do not use a pre-complaint PPAP Cpk as proof the process could not have produced the defect. Check it against recent data.
  • For D6, compare like with like: ppm before and after over a similar volume, or Ppk before and after on the same characteristic. See D6 verification of effectiveness.

For the difference between the within and overall indices, see Cpk vs Ppk.

FAQ

What PPM does a Cpk of 1.33 correspond to?
Under a normal model, Cpk 1.33 (taken as 4/3) puts the nearest limit 4 sigma from the mean: about 32 ppm beyond that limit. If the process is centered on a two-sided tolerance, add the same again on the other side: about 63 ppm in total.
Is 3.4 ppm six sigma?
Only with the 1.5 sigma shift convention. 3.4 ppm is the one-sided tail at z = 4.5, which is Cpk 1.5. Without the shift, a six sigma process (Cpk 2.0) gives about 0.001 ppm per side.
Can I compute Cpk from my complaint PPM?
You can compute an equivalent z and divide by 3, but treat it as a rough indicator. Field PPM depends on detection, sorting, how the customer counts and which characteristic failed. It is not a capability study.
Why does my real PPM not match the Cpk prediction?
The usual causes: the data is not normal (tails are heavier), the study used sigma within while the process shifts over time, the gauge is poor, or defects come from a different characteristic or failure mode than the one studied.

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